Investing in Data to Stay Ahead of Securities Risks

Investing in Data to Stay Ahead of Securities Risks

May 15, 2017

Client Alert

Author, Brownstein Client Alert, May 15, 2017

At the Rocky Mountain Securities Conference, held on May 5, 2017, in Denver, a panel of securities experts explained the new and innovative ways in which the SEC and private companies are utilizing, managing, and analyzing vast data sets to gain new insight into trading activities. The takeaway for regulated entities: invest in data analytics and quantitative analysts in order to identify compliance risks early, mitigate issues quickly, and minimize securities-related exposure.

To read the alert in full, please click the PDF above. 

Meet The Team

Joshua A. Weiss Associate T 303-223-1268 jweiss@bhfs.com