New SEC Guidance on Safeguards to Protect Information Delivered to Holders of Securities Issued under Compensation Plans

New SEC Guidance on Safeguards to Protect Information Delivered to Holders of Securities Issued under Compensation Plans

Nov 13, 2017

Client Alert

Brownstein Client Alert, November 13, 2017

On Nov. 6, 2017, the Securities and Exchange Commission (the “SEC”) provided guidance on the use of safeguards to protect financial statements and other sensitive information delivered to holders of securities issued under written compensatory benefit plans under Securities Act Rule 701(e). The new guidance provides insight into permissible safeguards to protect information delivered both electronically and physically.

To read the full alert, click the PDF above. 

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