Deep experience in securities issuances and securities law compliance

Deep knowledge of securities law, corporate governance and financial markets. Strong business acumen. Extensive network of relationships. Committed to anticipating new developments and devising strategies to position your company for both compliance and success. We help drive your business forward. 

Brownstein’s securities team provides clear, practical advice on the full spectrum of securities laws and regulations—including public and private securities offerings, SEC disclosure and compliance obligations as well as stock exchange listing and maintenance requirements. We represent issuers, underwriters, venture capitalists, lenders and other investors in public and private offerings of equity, debt and asset-based securities. Our securities team includes attorneys who focus on the financial transactional side of your business, ongoing securities law compliance as well as trial attorneys who skillfully represent you in any investigations or enforcement actions brought by federal and state regulators and legal actions brought by investors. Committed to providing comprehensive solutions, we collaborate with our team of attorneys in other practice areas to help you overcome challenges and seize opportunities.

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