More than ever, the prospect of securities litigation and regulatory investigations puts executives and companies at risk, resulting in business disruption, financial implications and reputational damage. Brownstein’s team, made up of nationally-recognized lawyers and former enforcement and regulatory attorneys, brings the background and inside knowledge to provide you counsel and defense.
At Brownstein, we handle the full spectrum of securities laws and regulations from SEC disclosures and stock exchange listings to compliance issues. Our attorneys are creative and thoughtful and make it a priority to understand your business objectives so we can help protect you and your company. When federal or state regulators bring enforcement actions or investors threaten litigation, you can rely on us to defend you, your officers and directors. We advise companies and individuals on implications for the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Advisers Act of 1944, as well as companion state laws, allegations of failing to register a security or as an exchange, fraudulent misrepresentation (including accounting fraud and misrepresentations) and insider trading. Brownstein’s team also counsels issuers on the release and design of various web3 technology assets, such as NFTs.